Fund manager background checks | Sound Investment Decisions | Prudent Assessment Stern screening logo
Fund manager background screening

Encompasses the most vulnerable organ of any organisation.

Basic performance

Fund manager routine due diligence

  • Academic
  • Work history
  • Fund manager's team screening
  • Previously managed portfolios and volumes evaluation
  • Fund efficacy
  • Promoted schemes performance (volatility and consistency)
  • Relative downside risk and benchmarks (over a time period of 5 years or more) assessment

Fund manager review

Further review through telephonic/personal interview

  • Functioning and actual practices clarity
  • Document review queries resolution
  • Fund manager team's interview

Due diligence questionnaire

Comprehensive due diligence questionnaire document

  • Past records - teams management and shareholding finance reports evaluation
  • PR and media articles and interviews analysis
  • Additional market information

Confidential report

Final report analysis and conclusion

  • Fund manager recommendation if all mandatory checks and investigations are clear
  • Red flags, if any, further scrutiny to examine potency of discovered risks
  • Confidential executive report - findings and analysis
  • Identification and shortlisting of potential funds and fund managers